2024反腐败指南之中国篇（英）.docx

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1、CHAMBERSGLOBALPRACTICEGUIDESAnti-Corruption2024Definitivegloballawguidesofferingcomparativeanalysisfromtop-rankedlawyersChina:Law&PracticeAlanZhou,JackyLi,WeiweiGu5StevenZhuandJennyChenGlobalLawOfficeCHINA1.awandPracticeContributedby:AlanZhou,JackyLi,WeiweiG,StevenZhuandJennyChenGlobalLawOffice1. Co

2、ntents2. 1.egalFrameworkforOffencesp.62.1 InternationalConventionsp.62.2 NationalLegislationp.62.3 GuidelinesfortheInterpretationandEnforcementofNationalLegislationp.72.4 RecentKeyAmendmentstoNationalLegislationp.73. ClassificationandConstituentElements.83.1 Briberyp.83.2 Influence-Peddlingp.93.3 Fi

3、nancialRecord-Keepingp.93.4 PublicOfficialsp.103.5 Intermediariesp.113.6 Scopep.123.7 1.imitationPeriodp.123.8 GeographicalReachofApplicableLegislationp.123.9 CorporateLiabilityp.134. DefencesandExceptionsp.134.1 Defencesp.134.2 Exceptionsp.144.3 DeMinimisExceptionsp.144.4 ExemptSectorsZlndustriesp.

4、144.5 SafeHarbourorAmnestyProgrammep.155. Penaltiesp.155.1 PenaltiesonConvictionp.155.2 GuidelinesApplicabletotheAssessmentofPenaltiesp.166. ComplianceandDisclosurep.176.1 NationalLegislationandDutiestoPreventCorruptionp.176.2 RegulationofLobbyingActivitiesp.176.3 DisclosureofViolationsofAnti-briber

5、yandAnti-corruptionProvisionsp.176.4 ProtectionAffordedtoWhistle-Blowersp.186.5 IncentivesforWhistle-Blowersp.186.6 1.ocationofRelevantProvisionsRegardingWhistle-Blowingp.19CHINACONTENTS7. Enforcementp.197.1 EnforcementofAnti-briberyandAnti-rruptionLawsp.197.2 EnforcementBodyp.197.3 ProcessofApplica

6、tionforDocumentationp.197.4 DiscretionforMitigationp.197.5 JurisdictionalReachoftheBOdwBodieSp.207.6 RecentLandmarkInvestigationsorDecisionsInvolvingBriberyorCorruptionp.207.7 1.evelofSanctionsImposedp.218. Reviewp.218.1 AssessmentoftheApplicableEnforcedLegislationp.218.2 1.ikelyChangestotheApplicab

7、leLegislationoftheEnforcementBodyp.22GlobalLawOfficedatesbacktotheestablishmentoftheLegalConsultantOfficeoftheChinaCouncilforthePromotionofInternationalTradein1979,whenitbecamethefirstChineselawfirmeverapprovedbythePRCgovernment,andithasretainedtheprivilegeofclientstrustinvariousareasoverfourdecades

8、.ThefirmhasofficesinShanghai,Beijing,ShenzhenandChengdu,with160partnersandover600lawyersacrossChina.Thefirmisexperiencedinmeetingallaspectsofpublicandprivateenter-prises,regulatorycomplianceneeds,includingriskassessment,compliancepolicy,reporting,trainingandinvestigation.Thefirmhasresolveddozensofgo

9、vernmentinvestigationcasesre-latingtoanti-corruption,antitrust,promotionandadvertising,insidertrading,andfoodanddrugsafetybytheChineseauthorities,aswellascross-borderinvestigationsinmultiplejuris-dictions.AuthorsAlanZhouisapartneratGlobalILawOfficebasedinShanghai.HispracticeisfocusedontheS4.areasofg

10、eneralcorporate,Itransactions,complianceandriskcontrol.AsanexpertonlegalissuessurroundingcomplianceandM&AinChina,MrZhouhasextensiveexperienceinsolvingcomplexandchallengingissuesandadvisingoncreativeandstrategicsolutions.Hehasaparticularlystrongbackgroundinthelifesciencesandhealthcareindustries.Asapa

11、rticipantorasanexternalcounsel,MrZhouhasbeenengagedbylocalauthoritiesandindustrialassociationsforadviceonlegislationandindustrialstandardsrelatingtoonlinehospitals,digitalmarketing,medicalinsurancereform,medicalrepresentativemanagementandothercompliancematters.JackyLiisapartneratGlobalLawOfficebased

12、inShanghai,Rfocusinghispracticeonthe11areasofregulatorycompliance,internalandgovernmentinvestigations,riskcontrol,competitionlawanddisputeresolution.Heiswellversedinhandlingcomplexcomplianceinvestigations/projectsinconnectionwithanticorruption,antitrust,white-collarcrime,dataandcybersecurity,assisti

13、ngmultinationalandChinesestate-ownedenterprisesinidentifyingpotentialwrongdoers,assessingparametersoflegalliability,andinteractingwithmultijurisdictiongovernmentauthorities.MrLiisacertifiedfraudexamineroftheUSACFE,acertifiedexpertoftheUKLawReviewsExpertPanel,andastandingmemberoftheShanghaiBarAssocia

14、tionLawandComplianceCommittee.WeiweiGuisapartneratGlobalLawOfficebasedinShanghai.Hismainpracticeareasincludedisputeresolution,compliance,antitrustandemployment.MrGuhasdealtwithhundredsofcasesintheareaofcommercialdisputeresolution.HeassistsbothmultinationalenterprisesandmajorChineseenterprises,suchas

15、theIFC1DeutscheBank,StandardChartered,BNP,UBSSandCDBCapital.MrGuhasrichexperienceingovernmentinvestigations,particularlyregardinganticorruptionandantitrustmatters.Healsoadviseshisclientsonregulatorymatterssuchasconductinginternalinvestigationsanddevelopingrisk-controlprocedures.Hehasparticularexperi

16、enceinlabourandemploymentlaw.StevenZhuisapartneratGlobalLawOfficebasedinBeijing.Hefocuseshispracticeoncross-borderM&A,complianceandregulatory,andmediaandentertainment.MrJennyChenisanofcounselat1GlobalLawOffice,basedinShanghai,mainlyfocusingherpracticeoncompliance,governmentinvestigations,internalinvestigationsanddatasecurity.MsCheniswellversedinconductinginv